Best Investors
Account
Sign in
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2017-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Exchange National Bank & Trust Co. | Atchison | KS | 08/1994 | 02/2017 |
| Thrivent Investment Management Inc | Atchison | KS | 10/2016 | Present |
| Thrivent Financial | Appleton | WI | 02/2017 | 05/2017 |
| Thrivent Financial | Appleton | WI | 05/2017 | Present |
ATCHISON AREA UNITED WAY POSITION: Treasurer NATURE: Partners with local not-for-profit agencies and provides them financial resources. Member of the national United Way. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2016 ADDRESS: PO Box 403, Atchison KS 66002, United States DESCRIPTION: I review bank accounts, assist with bank deposits, sign checks, work with outside bookkeeper and accountant that prepare all of the financials, tax return and audit. MAXWELL FARMS LLC POSITION: Co-owner NATURE: My husband and I purchased a building for rental property. The lower level will be used for office space and the upper level will be used as a loft apartment. Created LLC on 6/5/18 and changed deed from joint owners to LLC INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2018 ADDRESS: 722 Commercial St, Atchison KS 66002, United States DESCRIPTION: Joint owners with my husband and will be landlords to the tenants. The lower level is rented as office space and is complete. The upper level is a loft apartment and currently occupied with tenants.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-14 |
Reach out to this advisor