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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-09-27
  • KS RA
    APPROVED
    Since 2017-09-27

Branch Locations

722 Commercial Street, Atchison, KS 66002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exchange National Bank & Trust Co. Atchison KS 08/1994 02/2017
Thrivent Investment Management Inc Atchison KS 10/2016 Present
Thrivent Financial Appleton WI 02/2017 05/2017
Thrivent Financial Appleton WI 05/2017 Present
  • 08/1994 → 02/2017
    Exchange National Bank & Trust Co.
    Atchison, KS
  • 10/2016 → Present
    Atchison, KS
  • 02/2017 → 05/2017
    Thrivent Financial
    Appleton, WI
  • 05/2017 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

ATCHISON AREA UNITED WAY POSITION: Treasurer NATURE: Partners with local not-for-profit agencies and provides them financial resources. Member of the national United Way. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2016 ADDRESS: PO Box 403, Atchison KS 66002, United States DESCRIPTION: I review bank accounts, assist with bank deposits, sign checks, work with outside bookkeeper and accountant that prepare all of the financials, tax return and audit. MAXWELL FARMS LLC POSITION: Co-owner NATURE: My husband and I purchased a building for rental property. The lower level will be used for office space and the upper level will be used as a loft apartment. Created LLC on 6/5/18 and changed deed from joint owners to LLC INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2018 ADDRESS: 722 Commercial St, Atchison KS 66002, United States DESCRIPTION: Joint owners with my husband and will be landlords to the tenants. The lower level is rented as office space and is complete. The upper level is a loft apartment and currently occupied with tenants.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-20
S63 Uniform Securities Agent State Law Examination 2017-01-14
  • S65 Uniform Investment Adviser Law Examination
    2017-02-20
  • S63 Uniform Securities Agent State Law Examination
    2017-01-14

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