Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-11 |
| KS | RA | APPROVED | 2026-03-10 |
Branch Locations
107 N 6 St Ste 1, Atchison, KS 66002 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel, Fisher & Company Financial Services, Inc. | Atchison | KS | 01/1994 | 03/2026 |
| Bendena State Bank/Union State Bank | Atchison | KS | 05/1989 | Present |
| Lpl Financial Llc | Atchison | KS | 03/2026 | Present |
1. 03/2026 - Union State Bank - Business Owner - Not Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Everst, KS, 66424 - OBA Start Date: 11/01/2010 2. 03/2026 - Bendena State Bank - Business Owner - Inv Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - Bendena, KS, 66008 - OBA Start Date: 08/01/2011 3. 03/2026 - Caudle Farms, Inc. - Farm - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Atchison, KS, 66002- OBA Start Date: 01/03/1996 4. 03/2026 - Caudle Development - Real Estate Rental - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Atchison, KS, 66002- OBA Start Date: 06/07/1994 5. 03/2026 - Atchison Development - Real Estate Rental - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Atchison, KS, 66002- OBA Start Date: 06/07/1994 6. 03/2026 - River Walk LLC - Real Estate Rental - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Atchison, KS, 66002- OBA Start Date: 06/07/1994 7. 03/2026 - Personal Real Estate - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Atchison, KS, 66002- OBA Start Date: 12/07/1994 8. 03/2026 - Caudle Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 03/10/2026 9. 03/2026 - Bendena State Bank - For-Profit Board Member - Inv Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - Bendena, KS, 66008- OBA Start Date: 01/03/1996 10. 03/2026 - Union State Bank - For-Profit Board Member - Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Atchison, KS, 66002- OBA Start Date: 04/20/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-17 |
Reach out to this advisor