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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2000-04-20 |
| TX | RA | APPROVED_RES | 1998-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. MARK L. BEGLEY REAL ESTATE; RENTAL PROPERTIES; 219 NORTH 6TH STREET, ATCHISON, KS 66002; OWNER; START 11/1/97; APPROX. 4 HOURS/ MONTH. 2. THE OLD FIRESTATION, LLC; RENTAL PROPERTIES; 219 NORTH 6TH STREET, ATCHISON, KS 66002; 100% PARTNER; START 1/1/19973; APPROX. 2 HOURS/MONTH. 3. ST. BENEDICT PARISH; 1001 N. 2ND ST, ATCHISON, KS 66002; FINANCE COMMITTEE MEMBER; START 10/21/19; APPROX. 2 HOURS/MONTH. 4. KNIGHTS OF COLUMBUS; 1020 N 2ND ST, ATCHISON, KS 66002; PAST GRAND KNIGHT; START 7/1/2025; APPROX. 2 HOURS/MONTH. 5. BEGLEY PARTNERSHIP; 219 N. 6TH ST, ATCHISON, KS 66002; PARTNER; START 3/15/22; APPROX. 1 HOUR/MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-22 |
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