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William Christopher Hollingsworth

Gradient Advisors, LLC

Carthage, MS

Arden Hills, MN

CRD 6716129

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Employer firm

Gradient Advisors, LLC CRD 152665

$289M regulatory AUM 64 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Gradient Advisors, Llc

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2016-10-13
  • MS RA
    APPROVED
    Since 2016-10-13

Branch Locations

127 W Main Street, Carthage, MS 39051 • United States

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gradient Advisors, Llc Arden Hills MN 10/2016 Present
William C Hollingsworth, Inc. Carthage MS 01/2006 Present
Retirement Solutions & Wealth Management, Llc Carthage MS 10/2016 Present
  • 10/2016 → Present
    Arden Hills, MN
  • 01/2006 → Present
    William C Hollingsworth, Inc.
    Carthage, MS
  • 10/2016 → Present
    Retirement Solutions & Wealth Management, Llc
    Carthage, MS
Other Businesses

1) d.b.a Retirement Solutions & Wealth Management, LLC; 127 W Main Street, Carthage, MS, 39051; President-Owner; Advisory services and Retirement Planning; Start Date: 10/2016 2) William C Hollingsworth, Inc; 127 W Main Street, Carthage, MS, 39051; President-Owner; Start Date: 2006; William C Hollingsworth, Inc is a tax entity for insurance to be paid. The William C Hollingsworth, Inc name will not be used in any marketing, correspondence or for any other reason than to use the tax ID Number for d.b.a Retirement Solutions. Retirement Solutions is d.b.a for Life insurance and annuity sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-07
  • S65 Uniform Investment Adviser Law Examination
    2016-09-07
Other Names
  • Cris Hollingsworth

View on SEC IAPD

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