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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
MS RA APPROVED 2015-04-27
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • MS RA
    APPROVED
    Since 2015-04-27

Branch Locations

106 E Washington St, Kosciusko, MS 39090 • United States

10 Canebrake Blvd Ste 110 Ofc 20, Flowood, MS 39232 • United States

Clinton, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Kosciusko MS 02/2008 03/2020
Ameriprise Financial Services, Llc Kosciusko MS 03/2020 Present
Other Businesses

Business Ownership; WS Inc; Owner; Manage Ameriprise Business; 509 Oakwood Dr, , Clinton, MS, 39056; Investment-Related; 03/15/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; WS Inc; Owner; Manage advisory business; 509 Oakwood Dr, , Clinton, MS, 39056; Investment-Related; 03/15/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-24
  • S66 Uniform Combined State Law Examination
    2015-04-24
Other Names
  • Wendy Suzanne Steen

View on SEC IAPD

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