Caleb Riley

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 09/2019
  Mass Mutual Life Insurance Co
  Louisville, KY
• 07/2018 → 09/2019
  Mml Investors Services, Llc
  Louisville, KY
• 10/2017 → 03/2018
  Western & Southern Life
  Louisville, KY
• 10/2016 → 08/2017
  Northwestern Mutual
  Louisville, KY
• 07/2018 → 10/2018
  Encare Services
  Louisville, KY
• 07/2018 → 05/2021
  Presentation Academy
  Louisville, KY
• 08/2009 → 12/2019
  Louisville Test Prep
  Louisville, KY
• 11/2019 → 11/2022
  Pruco Securities, Llc.
  Cincinnati, OH
• 12/2019 → 11/2022
  Prudential Insurance Company Of America
  Cincinnati, OH
• 11/2022 → 06/2023
  Burlington Alliance Capital Management, Llc.
  Burlington, NC
• 05/2016 → 10/2016
  Unemployed
  Louisville, KY
• 09/2023 → Present
  Allstate Insurance Co
  Louisville, KY
• 10/2023 → Present
  Sports Official
  Louisville, KY
• 10/2023 → 02/2024
  Southern Indiana United
  Clarksville, IN
• 08/2018 → Present
  Difabio's Casapela
  Louisville, KY
• 01/2025 → Present
  Lpl Enterprise
  Louisville, KY

Previous Registrations

• 2023-09-29 → 2025-01-14
  Allstate Financial Advisors, Llc
  Louisville, KY
• 2022-12-20 → 2023-09-06
  Integrity Advisory Solutions
  Louisville, KY
  Dallas, TX
• 2021-06-17 → 2022-08-19
  Pruco Securities, Llc.
  Cincinnati, OH
  Louisville, KY

Other Businesses

1. 01/08/2025 - Independent contractor/1099 - Coach/ Sports/ Fitness (Referee) - NOT INV REL - Louisville, KY - Start Date 01/01/1990 - 10hrs/MTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-20
• S63 Uniform Securities Agent State Law Examination
  2019-01-22

Other Names

• Caleb Bard Riley
• Caleb Riley