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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-10 |
| NY | RA | APPROVED | 2025-02-12 |
Branch Locations
145 Fulton Ave, Hempstead, NY 11550 • United States
68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States
1020 Port Washington Blvd, Port Washington, NY 11050 • United States
137 Jackson Ave, Syosset, NY 11791 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citibank Na | Port Washington | NY | 02/2013 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Smithtown | NY | 01/2022 | 02/2025 |
| Citibank Na | Port Washington | NY | 02/2017 | 07/2021 |
| Citibank Na | Great Neck | NY | 07/2021 | 01/2022 |
| Bank Of America, N.A. | Smithtown | NY | 02/2022 | 02/2025 |
| Wells Fargo Clearing Services, Llc | New York | NY | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-13 |
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