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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED_RES | 2025-08-08 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
4725 S. Monaco Street Suite 110, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farrah Tax Advisory Group & Retirement Planning | Aurora | CO | 01/2015 | 11/2018 |
| Foundations Investment Advisors, Llc | Phoenix | AZ | 10/2016 | Present |
| Alpha 1 Tax & Wealth Management, Llc | Denver | CO | 11/2018 | Present |
alpha 1 Tax & Wealth Management, LLC; Owner; It is investment related; 4925 S. Monaco St., Suite 110, Denver, CO 80237; specialize in financial preparation services like payroll, accounting, tax, retirement planning and notary services. Spends about 60% preparing and directing all tax return activities for both personal and business clients; also the Director of Financial Services for the office with respect to administrative matters and spends about 40% of his time, during market trading hours conducting these duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-04 |
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