Colin James Horning

Current Employers

Umb Financial Services, Inc.

928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-17
CA	RA	APPROVED	2020-01-31
AZ	RA	APPROVED	2016-10-21

TX RA
APPROVED_RES

Since 2023-08-17
CA RA
APPROVED

Since 2020-01-31
AZ RA
APPROVED

Since 2016-10-21

Branch Locations

2777 E Camelback Road, Phoenix, AZ 85016 • United States

4200 W 115Th Street, Leawood, KS 66211 • United States

16210 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Umb Bank	Fountain Hils	AZ	06/2015	Present
Umb Financial Services Inc	Fountain Hills	AZ	10/2016	Present

06/2015 → Present

Umb Bank

Fountain Hils, AZ
10/2016 → Present

Umb Financial Services Inc

Fountain Hills, AZ

Other Businesses

1) Scottsdale Aquatic Club, Youth Swim Club, 7202 E Cactus Rd, Scottsdale, AZ 85260, Board Member, 0 Comp. 2) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 06/01/15, 152 hours per month allocated to UMB Bank during normal business hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-19

S65 Uniform Investment Adviser Law Examination

2016-10-19

View on SEC IAPD

Current Employers

Umb Financial Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews