Rico Knight

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-12-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Company	Springfield	MA	10/2016	06/2017
Mml Investors Services Llc	Phoenix	AZ	10/2016	06/2017
Unemployed	Peoria	AZ	06/2016	10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	06/2017	10/2018
Morgan Stanley	Gilbert	AZ	10/2018	06/2021
Robinhood Financial, Llc	Tempe	AZ	07/2021	04/2022
J.P. Morgan Securities Llc	Tempe	AZ	07/2022	10/2025
Ubereats	San Francisco	CA	05/2019	Present
Pscu Incorporated	Phoenix	AZ	10/2016	10/2016
Bank Of America	Chandler	AZ	06/2017	10/2018
Charles Schwab & Co, Inc	Phoenix	AZ	11/2025	Present
Schwab Wealth Advisory, Inc	Phoenix	AZ	11/2025	Present

10/2016 → 06/2017

Massachusetts Mutual Life Insurance Company

Springfield, MA
10/2016 → 06/2017

Mml Investors Services Llc

Phoenix, AZ
06/2016 → 10/2016

Unemployed

Peoria, AZ
06/2017 → 10/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
10/2018 → 06/2021

Morgan Stanley

Gilbert, AZ
07/2021 → 04/2022

Robinhood Financial, Llc

Tempe, AZ
07/2022 → 10/2025

J.P. Morgan Securities Llc

Tempe, AZ
05/2019 → Present

Ubereats

San Francisco, CA
10/2016 → 10/2016

Pscu Incorporated

Phoenix, AZ
06/2017 → 10/2018

Bank Of America

Chandler, AZ
11/2025 → Present

Charles Schwab & Co, Inc

Phoenix, AZ
11/2025 → Present

Schwab Wealth Advisory, Inc

Phoenix, AZ

2022-08-09 → 2025-11-02

J.P. Morgan Securities Llc

Tempe, AZ

Columbus, OH

Plano, TX

Plano, TX

Gilbert, AZ

Gilbert, AZ
2018-10-10 → 2021-06-30

Morgan Stanley

Gilbert, AZ
2017-09-13 → 2018-10-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-11

Other Firms