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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-03-14 |
| MI | RA | APPROVED | 2022-04-04 |
| NC | RA | APPROVED | 2022-04-01 |
| VA | RA | APPROVED | 2022-03-31 |
| NJ | RA | APPROVED | 2022-03-30 |
| AL | RA | APPROVED | 2022-02-02 |
| TX | RA | APPROVED_RES | 2022-01-24 |
| FL | RA | APPROVED | 2019-03-18 |
Branch Locations
101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Tampa | FL | 06/2018 | Present |
| Ubs Financial Services | Tampa | FL | 10/2016 | 06/2018 |
| Education | Mulitple Locations | FL | 05/2000 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-16 |
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