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Nikolaos Stathopoulos

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-08-31
TX RA APPROVED 2022-08-22
  • AZ RA
    APPROVED
    Since 2022-08-31
  • TX RA
    APPROVED
    Since 2022-08-22

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randstad Scottsdale AZ 10/2016 05/2017
The Vanguard Group, Inc. Scottsdale AZ 05/2017 07/2022
Smart Gym Scottsdale AZ 08/2016 09/2016
Self Employed Phoenix AZ 04/2016 12/2018
Self Employed Phoenix AZ 04/2016 12/2018
Charles Schwab & Co., Inc. Phoenix AZ 08/2022 Present
Schwab Wealth Advisory, Inc. Phoenix AZ 08/2022 Present
  • 10/2016 → 05/2017
    Randstad
    Scottsdale, AZ
  • 05/2017 → 07/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2016 → 09/2016
    Smart Gym
    Scottsdale, AZ
  • 04/2016 → 12/2018
    Self Employed
    Phoenix, AZ
  • 04/2016 → 12/2018
    Self Employed
    Phoenix, AZ
  • 08/2022 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 08/2022 → Present
    Schwab Wealth Advisory, Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-16
S63 Uniform Securities Agent State Law Examination 2017-07-31
  • S65 Uniform Investment Adviser Law Examination
    2019-09-16
  • S63 Uniform Securities Agent State Law Examination
    2017-07-31
Designations
Other Names
  • Nikolas Stathopoulos
  • Nick Stathopoulos

View on SEC IAPD

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