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Alexander Shawn Trainer

Charles Schwab & Co., Inc.

Omaha, NE

West Des Moines, IA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-04-14
IA RA APPROVED 2024-06-24
  • NE RA
    APPROVED
    Since 2026-04-14
  • IA RA
    APPROVED
    Since 2024-06-24

Branch Locations

16811 Burke Street Suite 101, Omaha, NE 68118 • United States

5901 Mills Civic Parkway Suite 6000, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Des Moines IA 10/2016 Present
Principal Financial Group Des Moines IA 12/2014 10/2016
Charles Schwab Bank, Ssb Des Moines IA 05/2020 Present
  • 10/2016 → Present
    Charles Schwab & Co., Inc.
    Des Moines, IA
  • 12/2014 → 10/2016
    Principal Financial Group
    Des Moines, IA
  • 05/2020 → Present
    Charles Schwab Bank, Ssb
    Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
  • S66 Uniform Combined State Law Examination
    2017-04-28
Designations

View on SEC IAPD

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