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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-02-14
  • GA RA
    APPROVED
    Since 2018-02-14

Branch Locations

4468 Columbia Rd, Augusta, GA 30907 • United States

717 N Liberty St, Waynesboro, GA 30830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 12/2010 Present
Lpl Financial Llc Waynesboro GA 02/2018 Present
  • 12/2010 → Present
    Invest Financial Corp
    Tampa, FL
  • 02/2018 → Present
    Waynesboro, GA
Previous Registrations
  • 2010-12-07 → 2018-02-16
    Invest Financial Corporation
    Duluth, GA
    Waynesboro, GA
    Waynesboro, GA
    Augusta, GA
    Duluth, GA
    Augusta, GA
    Waynesboro, GA
    Appleton, WI
  • 2006-06-20 → 2010-12-22
    Investment Professionals, Inc.
    Louisville, GA
    Wrens, GA
    San Antonio, TX
    Louisville, GA
    Wrens, GA
    San Antonio, TX
    Waynesboro, GA
  • 2004-04-20 → 2006-04-05
    Invest Financial Corporation
    Waynesboro, GA
    Waynesboro, GA
Other Businesses

1. 02/14/2018 - Hazelcreek Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 4/28/17 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 02/14/2018 - HAZEL CREEK INVESTMENT PROPERTIES LLC - Not Investment Related - 229 Stonington Dr, Augusta, GA 30907 - Real Estate Rental - Owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-26
S63 Uniform Securities Agent State Law Examination 1999-01-13
  • S66 Uniform Combined State Law Examination
    2004-03-26
  • S63 Uniform Securities Agent State Law Examination
    1999-01-13
Designations
Other Names
  • Shannon Renee Acord
  • Shannon Acord Saxon
  • Shannon Renee Saxon

View on SEC IAPD

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