James Dyes

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2017-03-29

TN RA
APPROVED

Since 2017-03-29

Branch Locations

7516 Highway 70 S Ste 150, Nashville, TN 37221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2016	Present
Therafin Corporation	Frankfort	IL	09/1991	09/2016

10/2016 → Present

Edward Jones

St Louis, MO
09/1991 → 09/2016

Therafin Corporation

Frankfort, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-23

S66 Uniform Combined State Law Examination

2017-01-23

Designations

Other Names

James Lloyd Dyes

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

OSAIC WEALTH, INC.

OCEAN PARK ASSET MANAGEMENT, LLC

U.S. BANCORP ADVISORS, LLC

TRUIST ADVISORY SERVICES, INC.

HIGHTOWER ADVISORS, LLC

SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY

Robert Michael McMahan

Thaddeus B Corbin

HEATHER BARBOUR

CRYSTAL LYNN BEASTROM

JULIE G SANDBERG

JACKSON REESE MORAN

Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN

WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN

WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN

WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN

OSAIC WEALTH, INC. · NASHVILLE, TN

OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN

U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

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