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Maritza Guerra

Morgan Stanley

Aventura, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-01
FL RA APPROVED 2019-11-12
  • TX RA
    APPROVED
    Since 2020-04-01
  • FL RA
    APPROVED
    Since 2019-11-12

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Miami FL 10/2016 10/2019
Unemployed Miami FL 06/2016 10/2016
Morgan Stanley Aventura FL 10/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-26
  • S66 Uniform Combined State Law Examination
    2019-08-26
Other Names
  • Maritza Guerra Castellanos

View on SEC IAPD

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