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Kathleen O'SUllivan

Edward Jones

Northbrook, IL

CRD 6713926

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-08
IL RA APPROVED 2017-04-07
  • TX RA
    APPROVED
    Since 2019-01-08
  • IL RA
    APPROVED
    Since 2017-04-07

Branch Locations

1330 Shermer Road Suite 235, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2016 Present
Scripps Networks Interactive Chicago IL 05/2010 10/2016
  • 10/2016 → Present
    St Louis, MO
  • 05/2010 → 10/2016
    Scripps Networks Interactive
    Chicago, IL
Other Businesses

Two Bows Boutique Type of business: Children's Online Consignment Park Ridge, IL Start date: 2/9/2026 Founder Hours per week: 1 Hours during trading: 0 Take photos of children's clothing and post to Instagram account with my neighbor/business partner. Have buyers pick up merchandise for their kids.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-03
  • S66 Uniform Combined State Law Examination
    2017-02-03
Other Names
  • Kathleen Marie Pinter
  • Kathleen Marie Osullivan
  • Kathleen Marie O'SUllivan
  • Kathleen Osullivan

View on SEC IAPD

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