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Frances Alcira Pina

Morgan Stanley

Aventura, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-08
FL RA APPROVED 2021-01-28
  • TX RA
    APPROVED
    Since 2021-06-08
  • FL RA
    APPROVED
    Since 2021-01-28

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Aventura FL 06/2017 Present
Ding/Ezetop Llc Miami Lakes FL 09/2015 09/2016
Efg Capital International Corp Miami FL 09/2016 02/2017
Unemployed Miami FL 03/2017 06/2017
  • 06/2017 → Present
    Morgan Stanley
    Aventura, FL
  • 09/2015 → 09/2016
    Ding/Ezetop Llc
    Miami Lakes, FL
  • 09/2016 → 02/2017
    Efg Capital International Corp
    Miami, FL
  • 03/2017 → 06/2017
    Unemployed
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-27
  • S66 Uniform Combined State Law Examination
    2021-01-27
Other Names
  • Frances Pina

View on SEC IAPD

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JOSE MIGUEL PENA
CARLOS EUGENIO LOWELL
GABRIEL CEBALLOS
MANUEL M. MENDEZ

Other Offices

UNISON ASSET MANAGEMENT LLC · AVENTURA, FL
EPIPHANLY ADVISORY, LLC · AVENTURA, FL
CORAL WEALTH MANAGEMENT, LLC · MIAMI, FL
PINNACLE INVESTMENTS, LLC · MIAMI, FL
LPL FINANCIAL LLC · AVENTURA, FL
J.P. MORGAN SECURITIES LLC · AVENTURA, FL
KAILIX ADVISORS LLC · AVENTURA, FL
1818 PRIVATE CLIENT GROUP, LLC · AVENTURA, FL

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