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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-29
WA RA APPROVED 2017-02-16
  • TX RA
    APPROVED_RES
    Since 2021-01-29
  • WA RA
    APPROVED
    Since 2017-02-16

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

999 3Rd Ave 1St Fl, Seattle, WA 98104 • United States

6830 Ne Bothell Way Ste F, Kenmore, WA 98028 • United States

19501 State Route 2, Monroe, WA 98272 • United States

22707 Bothell Everett Hwy, Bothell, WA 98021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Monroe WA 10/2016 11/2016
Wells Fargo Bank, N Monroe WA 07/2015 Present
The Melting Pot Bellevue WA 04/2016 Present
Wells Fargo Clearing Services, Llc Monroe WA 11/2016 Present
  • 10/2016 → 11/2016
    Wells Fargo Advisors Llc
    Monroe, WA
  • 07/2015 → Present
    Wells Fargo Bank, N
    Monroe, WA
  • 04/2016 → Present
    The Melting Pot
    Bellevue, WA
  • 11/2016 → Present
    Monroe, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-16
S63 Uniform Securities Agent State Law Examination 2016-12-01
  • S65 Uniform Investment Adviser Law Examination
    2017-02-16
  • S63 Uniform Securities Agent State Law Examination
    2016-12-01
Other Names
  • Jamie Pickard

View on SEC IAPD

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