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135 Laurens Street Sw Suite 200, Aiken, SC 29801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-04-14 |
Branch Locations
135 Laurens Street Sw Suite 200, Aiken, SC 29801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Smith Group, Inc. | Aiken | SC | 06/2016 | Present |
| Prosperity Capital Advisors | Aiken | SC | 10/2016 | 04/2023 |
| Integrated Planning Llc | Aiken | SC | 01/2023 | Present |
(1) Brandon Williams is a licensed insurance agent. Brandon may offer fixed insurance products and receive normal and customary commissions as a result of any purchases. He spends approx. 20 hrs/month during trading and non-trading hours conducting this activity. (2) Mr Williams is an executive vice president with The Smith Group Tax Planning and Prep located at 135 Lauren Street SW, Suite 200, Aiken SC 29801. approx. 20 hrs/month during trading hours. Duties in connection with the business include management and tax planning. Not investment related. Compensation is received for his duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-26 |
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