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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-09
TX RA APPROVED 2019-07-09
  • CA RA
    APPROVED
    Since 2019-07-09
  • TX RA
    APPROVED
    Since 2019-07-09

Branch Locations

300 N Lemon Ave, Walnut, CA 91789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Y-Nut Inc Yorba Linda CA 06/2016 Present
Quest Capital Strategies, Inc. Lake Forest CA 10/2016 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hacienda Heights CA 01/2017 06/2019
Bank Of America, N.A. Hacienda Heights CA 01/2017 06/2019
Jpmorgan Chase Bank, N.A. Walnut CA 06/2019 Present
Jp Morgan Securities, Llc Walnut CA 06/2019 Present
  • 06/2016 → Present
    Y-Nut Inc
    Yorba Linda, CA
  • 10/2016 → 01/2017
    Quest Capital Strategies, Inc.
    Lake Forest, CA
  • 01/2017 → 06/2019
    Hacienda Heights, CA
  • 01/2017 → 06/2019
    Bank Of America, N.A.
    Hacienda Heights, CA
  • 06/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Walnut, CA
  • 06/2019 → Present
    Walnut, CA
Previous Registrations
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: Y-NUT INC POSITION: OFFICER / DIRECTOR / INVESTOR START DATE: 6/2/2016 ADDRESS: 3740 yorba linda, ca DETAILS: SELLING GOODS ON AMAZON, INCLUDING LAMPS, TAPES, CLOTHING, ETC. FINANCIAL REPORTING AND FILING. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-19
  • S66 Uniform Combined State Law Examination
    2016-11-19
Other Names
  • Howard Fu

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