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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-28
CA RA APPROVED 2022-03-28
  • TX RA
    APPROVED
    Since 2022-04-28
  • CA RA
    APPROVED
    Since 2022-03-28

Branch Locations

339 Yale Ave, Claremont, CA 91711 • United States

843 E Arrow Hwy, Glendora, CA 91740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glendale CA 11/2020 Present
Arkon Resources Arcadia CA 09/2020 11/2020
Tbwa\Media Arts Lab Los Angeles CA 12/2019 04/2020
Unemployed Los Angeles CA 04/2020 09/2020
Sushi Kuni Monrovia CA 11/2017 12/2019
Poke Tiki Tarzana CA 03/2017 05/2017
Studentnest Northridge CA 02/2016 10/2016
Honey Badger Noodle Shop Alhambra CA 06/2015 10/2017
Bank Of America, N.A. Glendale CA 01/2022 Present
  • 11/2020 → Present
    Glendale, CA
  • 09/2020 → 11/2020
    Arkon Resources
    Arcadia, CA
  • 12/2019 → 04/2020
    Tbwa\Media Arts Lab
    Los Angeles, CA
  • 04/2020 → 09/2020
    Unemployed
    Los Angeles, CA
  • 11/2017 → 12/2019
    Sushi Kuni
    Monrovia, CA
  • 03/2017 → 05/2017
    Poke Tiki
    Tarzana, CA
  • 02/2016 → 10/2016
    Studentnest
    Northridge, CA
  • 06/2015 → 10/2017
    Honey Badger Noodle Shop
    Alhambra, CA
  • 01/2022 → Present
    Bank Of America, N.A.
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
  • S66 Uniform Combined State Law Examination
    2022-03-25

View on SEC IAPD

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