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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-08-22 |
| IL | RA | APPROVED | 2022-03-15 |
| TX | RA | APPROVED | 2022-03-15 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Chicago | IL | 09/2016 | 02/2022 |
| Sheboygan Parking Utility | Sheboygan | WI | 05/2016 | 09/2016 |
| Jpmorgan Chase Bank Na | Chicago | IL | 04/2020 | 02/2022 |
| Morgan Stanley | Louisville | KY | 03/2022 | Present |
*490676 - FINRA; Investment related No; Washington DC, District of Columbia; Investment/Finance/Banking; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 05/2022; During business hours: 0; After business hours: 8; Arbitrator
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-23 |
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