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Daniel John Whitmoor-Pryer

Wells Fargo Clearing Services, LLC

Redding, CA

Redding, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-28
CA RA APPROVED 2021-01-01
  • TX RA
    APPROVED_RES
    Since 2023-06-28
  • CA RA
    APPROVED
    Since 2021-01-01

Branch Locations

2705 Park Marina Dr, Redding, CA 96001 • United States

2705 Park Marina Dr [Rc-Rbo], Redding, CA 96001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Redding CA 09/2016 11/2016
Wells Fargo Bank, Na Redding CA 10/2015 Present
Wells Fargo Clearing Services, Llc Redding CA 11/2016 Present
  • 09/2016 → 11/2016
    Wells Fargo Advisors Llc
    Redding, CA
  • 10/2015 → Present
    Wells Fargo Bank, Na
    Redding, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Redding, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-30
S63 Uniform Securities Agent State Law Examination 2017-02-20
  • S66 Uniform Combined State Law Examination
    2020-12-30
  • S63 Uniform Securities Agent State Law Examination
    2017-02-20
Other Names
  • Daniel Whitmoorpryer

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC. · Redding, CA
RUBICON ADVISORS · Redding, CA
THE AMERIFLEX GROUP · Redding, CA
WELLS FARGO CLEARING SERVICES, LLC · REDDING, CA
LPL FINANCIAL LLC · REDDING, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · REDDING, CA
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