Paul Goodfellow

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 04/2023
  Merrill Lynch, Pierce, Fenner & Smith Inc
  White Plains, NY
• 03/2011 → 09/2016
  Unemployed
  Stamford, CT
• 04/2017 → 04/2023
  Bank Of America, N.A.
  Whtie Plains, NY
• 04/2023 → Present
  Lpl Financial
  Stamford, CT

Previous Registrations

• 2017-01-09 → 2023-05-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY

Other Businesses

1) 4/28/2023: Cresthill Advisors; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. Related; start date 4/17/2023; 160hrs/mo.; 9hrs during trading; 100% time spent. 2) 4/28/2023: Creshilll Advisors LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Non-inv. Related; Owner; Start Date 4/17/2023; 160hrs/mo.; 8hrs during trading; 100% time spent. 3) 9/18/2023: CPC Wealth Management; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 8/29/2023; 160hrs/mo.; 8hrs during trading.

Exams

• S66 Uniform Combined State Law Examination
  2017-01-06

Other Names

• Paul M. Goodfellow