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Casey C. Wythers

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-03-30
TX RA APPROVED_RES 2021-03-29
  • AZ RA
    APPROVED
    Since 2021-03-30
  • TX RA
    APPROVED_RES
    Since 2021-03-29

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Umb Bank Scottsdale AZ 06/1999 11/2019
Jpmorgan Chase Bank Na Scottsdale AZ 11/2019 Present
Jpmorgan Securities Llc Scottsdale AZ 11/2019 Present
  • 06/1999 → 11/2019
    Umb Bank
    Scottsdale, AZ
  • 11/2019 → Present
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 11/2019 → Present
    Jpmorgan Securities Llc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-12-23
S65 Uniform Investment Adviser Law Examination 2016-10-01
  • S63 Uniform Securities Agent State Law Examination
    2019-12-23
  • S65 Uniform Investment Adviser Law Examination
    2016-10-01
Other Names
  • Casey Colleen Palermo
  • Casey Colleen Higgins
  • Casey Colleen Seeger
  • Casey C Seeger
  • Casey Colleen Wythers

View on SEC IAPD

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