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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Grand Junction | CO | 10/2016 | Present |
| Family Farm | Platner | CO | 06/2006 | 09/2016 |
| Pioneer Energy Services | Fort Morgan | CO | 10/2015 | 10/2016 |
| Various Insurance Carriers For W&R Insurance Agencies | Palisade | CO | 02/2017 | Present |
| Harris Farms | Otis | CO | 09/2011 | Present |
| Mark Harris Llc | Palisade | CO | 07/2019 | Present |
| Mark Harris, Rental Property | Palisade | CO | 05/2019 | Present |
| Lpl Financial Llc | Grand Junction | CO | 07/2021 | Present |
1. 10/2012/Harris Farms/Harris Farms/Investment Related/Palisade, CO/0 HRS/MO 2. 07/2021/Mark Harris/LOGIC WEALTH STRATEGIES/DBA for LPL Business (entity for LPL business)/Investment Related/Central North Plains, CO/0 HRS/MO 3. 07/2021/Mark Harris/Non-Variable Insurance/Investment Related/Central North Plains, CO/0 HRS/MO 4. 7/2019/Mark Harris, LLC/Business Entity For Tax/Investment Purposes Only/Investment Related/Palisade, CO/0 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-26 |
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