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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2020-07-02 |
| NJ | RA | APPROVED | 2017-09-27 |
Branch Locations
500 Stony Brook Ct Suite 1 [Satellite], Newburgh, NY 12550 • United States
572 Titus Ave, Rochester, NY 14617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aflac | Pearl River | NY | 01/2012 | 10/2016 |
| Wells Fargo Advisors Financial Network, Llc | Newburgh | NY | 10/2016 | Present |
THE CAPTIVA GROUP, LLC, INVT RELATED, NEWBURGH, NY, 34% OWNERSHIP, START DATE 1/1/2023, 160 HRS PER MONTH, 40 HRS DURING TRADING, FINET PRACTICE. THE JENARO GROUP; INV. RELATED; NEWBURGH,NY; 100% OWNERSHIP; START DATE 09/15/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0.1; PASS THROUGH FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-06 |
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