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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-06 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 07/2019 | 05/2020 |
| Dominos Pizza | Charlotte | NC | 04/2015 | 07/2017 |
| Starbucks | Charlotte | NC | 10/2017 | 11/2017 |
| Ameriprise Financial | Greensboro | NC | 10/2016 | 01/2017 |
| The University Of North Carolina At Charlotte | Charlotte | NC | 08/2017 | 05/2019 |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2020 | 06/2022 |
| Wells Fargo Clearing Services | Charlotte | NC | 04/2023 | Present |
| Us Tech Solutions | Charlotte | NC | 04/2023 | 04/2025 |
| Unemployed | Charlotte | NC | 06/2019 | 06/2019 |
| Unemployed | Charlotte | NC | 06/2020 | 07/2020 |
| Unemployed | Charlotte | NC | 07/2022 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-18 |
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