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Scott Allen Bauchmoyer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westlake, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-17
OH RA APPROVED 2019-11-19
  • TX RA
    APPROVED_RES
    Since 2022-12-17
  • OH RA
    APPROVED
    Since 2019-11-19

Branch Locations

159 Crocker Park Blvd, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Beachwood OH 09/2016 07/2019
Penske Automotive Group Bedford OH 01/2015 09/2016
Jpmorgan Chase Bank Beachwood OH 09/2016 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cleveland OH 08/2019 Present
Bank Of America, N.A. Cleveland OH 11/2019 Present
  • 09/2016 → 07/2019
    Jp Morgan Securities Llc
    Beachwood, OH
  • 01/2015 → 09/2016
    Penske Automotive Group
    Bedford, OH
  • 09/2016 → 07/2019
    Jpmorgan Chase Bank
    Beachwood, OH
  • 08/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cleveland, OH
  • 11/2019 → Present
    Bank Of America, N.A.
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-15
  • S66 Uniform Combined State Law Examination
    2019-11-15
Other Names
  • Scott A Bauchmoyer
  • Scott Bauchmoyer
  • Scott Allen Bauchmoyer

View on SEC IAPD

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Other Investors

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KEVIN VINCENT COONEY
DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
Ryan Christopher Smeltzer
Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
INDEPENDENT FINANCIAL GROUP, LLC · Westlake, OH

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