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Inactive

John Christian Pecaut

Pecaut Wealth Management

Sioux City, IA

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Current Employers
Pecaut Wealth Management

401 Douglas St, Ste 415, Sioux City, IA 51101 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2016-10-11
  • IA RA
    APPROVED
    Since 2016-10-11

Branch Locations

401 Douglas Street Suite 415, Sioux City, IA 51101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pecaut & Co. Sioux City IA 09/2016 08/2018
Pecaut & Co. Sioux City IA 08/2018 Present
  • 09/2016 → 08/2018
    Pecaut & Co.
    Sioux City, IA
  • 08/2018 → Present
    Pecaut & Co.
    Sioux City, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-11
  • S65 Uniform Investment Adviser Law Examination
    2016-10-11

View on SEC IAPD

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Other Offices

EDWARD JONES · Sioux City, IA
AMERIPRISE FINANCIAL SERVICES, LLC · Sioux City, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sioux City, IA
OSAIC WEALTH, INC. · SIOUX CITY, IA
AMERIPRISE FINANCIAL SERVICES, LLC · SIOUX CITY, IA
U.S. BANCORP ADVISORS, LLC · Sioux City, IA
EDWARD JONES · SIOUX CITY, IA
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX CITY, IA

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