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Alicia Porter

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

CRD 6710325

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-31
TX RA APPROVED 2025-01-31
  • MO RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED
    Since 2025-01-31

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mckendree University Lebanon IL 08/2014 12/2019
Scottrade Saint Louis MO 10/2016 11/2017
Stifel Nicolaus & Co Inc St. Louis MO 11/2019 Present
Td Ameritrade Saint Louis MS 11/2017 12/2018
  • 08/2014 → 12/2019
    Mckendree University
    Lebanon, IL
  • 10/2016 → 11/2017
    Scottrade
    Saint Louis, MO
  • 11/2019 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 11/2017 → 12/2018
    Td Ameritrade
    Saint Louis, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-30
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S66 Uniform Combined State Law Examination
    2025-01-30
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05
Other Names
  • Alicia Chrsitine Porter
  • Alicia Christine Porter

View on SEC IAPD

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