Inactive

Joseph E Horton

Financial & Tax Architects, LLC

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Current Employers

Financial & Tax Architects, Llc

12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-05

TX RA
APPROVED

Since 2026-01-05

Branch Locations

6860 N Dallas Pkwy Suite 200, Plano, TX 75024 • United States

12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Frisco	TX	10/2021	07/2024
Unemployed	Frisco	TX	10/2019	10/2021
Financial & Tax Architects, Llc	Plano	TX	12/2025	Present
Gstv	Detroit	MI	05/2017	10/2019
Verifone Media	Clearwater	FL	09/2016	04/2017
Outfront Media	Dallas	TX	03/2015	09/2016
Fisher Investments	Plano	TX	07/2024	09/2025

10/2021 → 07/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
10/2019 → 10/2021

Unemployed

Frisco, TX
12/2025 → Present

Financial & Tax Architects, Llc

Plano, TX
05/2017 → 10/2019

Gstv

Detroit, MI
09/2016 → 04/2017

Verifone Media

Clearwater, FL
03/2015 → 09/2016

Outfront Media

Dallas, TX
07/2024 → 09/2025

Fisher Investments

Plano, TX

Previous Registrations

2024-07-24 → 2025-11-19

Fisher Investments

Plano, TX
2022-06-27 → 2024-07-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-24

S66 Uniform Combined State Law Examination

2022-06-24

Other Names

Joseph Edward Horton

View on SEC IAPD

Other Firms

VANGUARD ADVISERS, INC.

BBAE ADVISORS LLC

CAISHEN FINANCIAL

EVERGREEN WEALTH ADVISORS

KICKING HORSE INVESTMENT MANAGEMENT, LLC

Other Investors

John Wayne Purvis

Guy Rene Mondjii

GREGORY THOMAS HANSEN

CLAYBORN PAUL MCCLINTON

BRIAN Michael STRANGE

Seth Gregory Downing

GEORGE ALBERT CENTENO

ERIC RAY FRANCIS

Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX

VANGUARD ADVISERS, INC. · PLANO, TX

VANGUARD ADVISERS, INC. · Plano, TX

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VANGUARD ADVISERS, INC. · Plano, TX

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BBAE ADVISORS LLC · PLANO, TX

PARADIGM GROUP · PLANO, TX

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