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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-09
  • FL RA
    APPROVED
    Since 2025-06-09

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Saint Petersburg FL 05/2023 07/2024
Raymond James & Associates Saint Petersburg FL 07/2024 05/2025
Absolute Funding Ventures Tampa FL 07/2020 05/2023
Reliaquest Tampa FL 07/2018 07/2020
University Of Tampa Tampa FL 07/2014 05/2018
Ubs Financial Services Tampa FL 09/2016 07/2018
Ubs Financial Services, Inc Tampa FL 06/2025 Present
  • 05/2023 → 07/2024
    Raymond James & Associates
    Saint Petersburg, FL
  • 07/2024 → 05/2025
    Raymond James & Associates
    Saint Petersburg, FL
  • 07/2020 → 05/2023
    Absolute Funding Ventures
    Tampa, FL
  • 07/2018 → 07/2020
    Reliaquest
    Tampa, FL
  • 07/2014 → 05/2018
    University Of Tampa
    Tampa, FL
  • 09/2016 → 07/2018
    Ubs Financial Services
    Tampa, FL
  • 06/2025 → Present
    Tampa, FL
Previous Registrations
Other Businesses

the name of the other business: JBL Strategic Investments, LLC whether the business is investment-related: Yes the address of the other business: 4307 W Knights Ave, Tampa, FL 33611 the nature of the other business: Investment Purposes your position: Proprietor title, or relationship with the other business: Owner the start date of your relationship: 05/19/2021 the approximate number of hours/month you devote to the other business: 0 the number of hours you devote to the other business during securities trading hours: 0 and briefly describe your duties relating to the other business: Opened the LLC as an entity that owns a small interest in a real estate partnership.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-02
  • S66 Uniform Combined State Law Examination
    2024-10-02
Other Names
  • Brady Walsh
  • Brady A Walsh

View on SEC IAPD

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