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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-02 |
Branch Locations
312 Walnut St Suite 2300, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner | Overland Park | KS | 03/2025 | 06/2025 |
| Corient | Boston | MA | 08/2022 | 02/2025 |
| Morgan Stanley | Boston | MA | 10/2020 | 08/2022 |
| Eaton Vance | Boston | MA | 01/2019 | 10/2022 |
| New England Center And Home For Veterans | Boston | MA | 07/2017 | 01/2019 |
| Westfield State University | Westfield | MA | 01/2015 | 07/2017 |
| Mariner | Overland Park | KS | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-16 |
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