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Nick Vorholt

W&S Brokerage Services, Inc.

Cincinnati, OH

CRD 6709367

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Employer firm

W&S Brokerage Services, Inc. CRD 8099

$257M regulatory AUM 772 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-08
  • OH RA
    APPROVED
    Since 2025-09-08

Branch Locations

400 Broadway 4Th Floor, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group (Fka Proequities, Inc.) Covington KY 09/2016 01/2022
Protective Life Covington KY 09/2016 05/2022
Cincinnati Bengals Cincinnatti OH 08/2005 Present
Investment Distributors, Inc. Covington KY 01/2022 05/2022
W&S Brokerage Services Cincinnati OH 06/2022 Present
Western & Southern Life Cincinnati OH 05/2022 Present
Protective Life Cincinnati OH 08/2016 05/2022
Cincinnati Bengals Cincinnati OH 08/2005 Present
  • 09/2016 → 01/2022
    Concourse Financial Group (Fka Proequities, Inc.)
    Covington, KY
  • 09/2016 → 05/2022
    Protective Life
    Covington, KY
  • 08/2005 → Present
    Cincinnati Bengals
    Cincinnatti, OH
  • 01/2022 → 05/2022
    Investment Distributors, Inc.
    Covington, KY
  • 06/2022 → Present
    W&S Brokerage Services
    Cincinnati, OH
  • 05/2022 → Present
    Western & Southern Life
    Cincinnati, OH
  • 08/2016 → 05/2022
    Protective Life
    Cincinnati, OH
  • 08/2005 → Present
    Cincinnati Bengals
    Cincinnati, OH
Other Businesses

Western Southern Life- No- Cincinnati, OH- Full time Product Manager///Cincinnati Bengals, Cincinnati OH, Stadium Manager, Not investment related, Assist volunteer groups sell merchandise at stadium, 8hrs per month, hourly wage///

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-03-24
  • S63 Uniform Securities Agent State Law Examination
    2017-03-24
Designations
  • Chartered Financial Consultant
Other Names
  • Nicholas Vorholt
  • Nicholas Edward Vorholt

View on SEC IAPD

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