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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-16 |
| TX | RA | APPROVED | 2023-11-07 |
Branch Locations
4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 09/2016 | 12/2017 |
| Securian Financial Services Inc | St Paul | MN | 12/2017 | 09/2020 |
| Minnesota Life Insurance Co | St Paul | MN | 11/2017 | 07/2021 |
| North Star Resource Group | Phoenix | AZ | 09/2016 | 09/2020 |
| Seth Korey Tennis Academy | Scottsdale | AZ | 06/2013 | 05/2017 |
| Self-Employed | Phoenix | AZ | 01/2009 | 06/2017 |
| Cri Securities, Llc | St. Paul | MN | 11/2017 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Peoria | AZ | 07/2021 | 09/2023 |
| Bank Of America, N.A. | Peoria | AZ | 09/2021 | 09/2023 |
| Arizona State University | Tempe | AZ | 01/2017 | 12/2017 |
| Jpmorgan Chase Bank, Na | Scottsdale | AZ | 10/2023 | Present |
| Jpmorgan Securities Llc | Scottsdale | AZ | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-14 |
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