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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Pearland | TX | 05/2015 | 08/2021 |
| Wells Fargo Clearing Services, Llc | Pearland | TX | 09/2016 | 08/2021 |
| J.P. Morgan Securities Llc | Pearland | TX | 08/2021 | Present |
| Jpmorgan Chase Bank (Tx) | Pearland | TX | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-06 |
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