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Dena Lewis

J.P. Morgan Securities LLC

Pearland, TX

CRD 6709004

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-18
  • TX RA
    APPROVED
    Since 2021-10-18

Branch Locations

10611 Broadway Street, Pearland, TX 77584 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Pearland TX 05/2015 08/2021
Wells Fargo Clearing Services, Llc Pearland TX 09/2016 08/2021
J.P. Morgan Securities Llc Pearland TX 08/2021 Present
Jpmorgan Chase Bank (Tx) Pearland TX 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-12
S63 Uniform Securities Agent State Law Examination 2017-04-06
  • S65 Uniform Investment Adviser Law Examination
    2017-09-12
  • S63 Uniform Securities Agent State Law Examination
    2017-04-06
Other Names
  • Dena Lewis
  • Dena Louise Lewis

View on SEC IAPD

Nearby Firms

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EDWARD JONES
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Nearby Investors

JAMAL UDDIN
NICOLE RIZZO
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Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Pearland, TX
EDWARD JONES · PEARLAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Pearland, TX

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