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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-02-29 |
| NC | RA | APPROVED | 2022-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Wilmington | NC | 09/2016 | 11/2016 |
| Wells Fargo Bank Na | Wilmington | NC | 11/2012 | 01/2020 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 11/2016 | 01/2020 |
| American Income Life Insurance Company | Wilmington | NC | 06/2020 | 03/2022 |
| Unemployed | Wilmington | NC | 01/2020 | 06/2020 |
| Valic Financial Advisors, Inc. | Durham | NC | 03/2022 | Present |
| Agia | Houston | TX | 12/2022 | Present |
| Notary | Wilmington | NC | 05/2019 | 05/2024 |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-17 |
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