Henry Tyrone Leggette

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → Present
  Raymond James Financial Services, Inc.
  Lumberton, NC
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Lumberton, NC
• 05/2007 → Present
  Htl Wealth Management, Inc.
  Lumberton, NC

Previous Registrations

• 2009-01-02 → 2010-08-20
  Raymond James Financial Services Advisors, Inc
  Lumberton, NC

Other Businesses

(1) Name of Business: HTL Wealth Management, Inc. Address: 4145 Fayetteville Rd, Lumberton, NC, 28358, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/31/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President

Exams

• S66 Uniform Combined State Law Examination
  2003-07-16
• S63 Uniform Securities Agent State Law Examination
  1999-04-21

Other Names

• Ty Leggette