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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-15 |
| WI | RA | APPROVED | 2017-01-25 |
Branch Locations
490 W Rolling Meadows Dr Ste A3, Fond Du Lac, WI 54937-8609 • United States
Fond Du Lac, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cousins Subs | Menomonee Falls | WI | 09/2007 | 09/2016 |
| Lapdog Imagination | Milwaukee | WI | 03/2014 | 09/2016 |
| Ameriprise Financial Services, Inc. | Fond Du Lac | WI | 09/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Fond Du Lac | WI | 03/2020 | Present |
Business Ownership; Lapdog Imagination; Owner; Consulting; 125 River Hills Dr, Apt 4305, Fond du Lac, WI, 54937; Not Investment-Related; 03/03/2014; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-22 |
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