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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-07
IA RA APPROVED 2021-04-23
  • TX RA
    APPROVED_RES
    Since 2025-08-07
  • IA RA
    APPROVED
    Since 2021-04-23

Branch Locations

5404 Nw 88Th Street, Johnston, IA 50131-1721 • United States

Cumming, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Docclarity Cleveland OH 05/2005 03/2017
Thrivent Investment Management Inc Johnston IA 12/2016 Present
Thrivent Financial Appleton WI 03/2017 06/2017
Thrivent Financial Appleton WI 06/2017 Present
  • 05/2005 → 03/2017
    Docclarity
    Cleveland, OH
  • 12/2016 → Present
    Johnston, IA
  • 03/2017 → 06/2017
    Thrivent Financial
    Appleton, WI
  • 06/2017 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-16
  • S66 Uniform Combined State Law Examination
    2017-03-16

View on SEC IAPD

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