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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-19
  • MN RA
    APPROVED
    Since 2013-12-19

Branch Locations

701 Xenia Ave. S. Suite 550, Golden Valley, MN 55416 • United States

Minnetonka, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Golden Valley MN 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

MINNETONKA CHARTER COMMISSION POSITION: commission member NATURE: city government INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/12/2007 ADDRESS: City of Minnetonka, 16400 Minnetonka Blvd., Minnetonka MN 55345, United States DESCRIPTION: Meets once per year unless a special meeting is convened by the city attorneyto discuss changes or amendments to the city charter. BEACHSIDE II-1 HOMEOWNDERS ASSOCIATION BOARD OF DIRECTORS POSITION: BOARD MEMBER, PRESIDENT NATURE: home owner's association INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 5441 POMPANO DR, MINNETONKA MN 55343, United States DESCRIPTION: THE BOARD MEETS MOST MONTHS VIA ZOOM. ALL BOARD MEMBERS ARE HOMEOWNERS IN THE HOA AND ALL ARE VOLUNTEERS. NO ONE OTHER THAN THE PROPERTY MANAGER IS PAID FOR THEIR SERVICE. WE HAVE TO FORMULATE THE BUDGET AND DECIDE ON HOW TO BEST MANAGE EXPENSES FOR SERVICES PROVIDED BY VARIOUS VENDORS, SUCH AS THE TRASH COLLECTION SERVICE AND THE SNOW/LAWN CARE MANAGER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-30
S63 Uniform Securities Agent State Law Examination 1998-08-10
  • S66 Uniform Combined State Law Examination
    2008-04-30
  • S63 Uniform Securities Agent State Law Examination
    1998-08-10

View on SEC IAPD

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