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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-21 |
Branch Locations
235 East Center Street, Kingsport, TN 37660 • United States
2034 Hamilton Place Blvd. Suite 160, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ftb Advisors, Inc | Bristol | TN | 07/2016 | Present |
| Lpl Financial Llc | Kingsport | TN | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/30/2025 2. 08/21/2025- The Salvation Army of Johnson City- Non-Profit Board Member- Not INV Related- At Johnson City, TN- Start date 07/25/2024- 1 Hour Per Month-1 Hour During Trading 3. 08/21/2025- First Horizon Bank- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 07/18/2016- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-09 |
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