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7001 North Scottsdale Road Suite 2055, Scottsdale, AZ 85253 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-12-09 |
Branch Locations
7001 North Scottsdale Road Suite 2055, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Greenville | SC | 08/2016 | 08/2022 |
| Prudential Insurance Company Of America | Greenville | SC | 12/2016 | 08/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2022 | 11/2025 |
| Aci Financial | Pendleton | SC | 08/2022 | 11/2025 |
| Cetera Investment Advisers Llc | Pendleton | SC | 06/2023 | 11/2025 |
| Bayntree Wealth Advisors, Llc | Scottsdale | AZ | 12/2025 | Present |
OTHER BUSINESS NAME: BAYNTREE PLANNING GROUP, LLC; INVESTMENT RELATED; 7001 North Scottsdale Road, Suite 2055, Scottsdale, AZ 85253; NATURE OF OTHER BUSINESS: STATE LICENSED INSURANCE AGENCY; OWNERSHIP: NONE START DATE: 03/2019 HOURS: APPROXIMATELY EIGHTY HOURS/MONTH & 4 HOURS/DAY DURING; TRADING HOURS DUTIES: INSURANCE RECOMMENDATIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-12 |
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