John Steven Ellinger

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-01
GA	RA	APPROVED	2024-11-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Invest Financial	Augusta	GA	09/2017	02/2018
Suntrust Investment Services Inc	Augusta	GA	05/2016	08/2017
Lpl Financial Llc	Augusta	GA	02/2018	10/2019
Wells Fargo Clearing Services	Charlotte	NC	01/2020	08/2021
Queensborough Wealth Management	Augusta	GA	09/2017	10/2019
Truist Investment Services, Inc	Atlanta	GA	08/2021	10/2024
Truist Advisory	Atlanta	GA	08/2021	10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Augusta	GA	10/2024	Present
Bank Of America, N.A.	Augusta	GA	01/2025	Present

09/2017 → 02/2018

Invest Financial

Augusta, GA
05/2016 → 08/2017

Suntrust Investment Services Inc

Augusta, GA
02/2018 → 10/2019

Lpl Financial Llc

Augusta, GA
01/2020 → 08/2021

Wells Fargo Clearing Services

Charlotte, NC
09/2017 → 10/2019

Queensborough Wealth Management

Augusta, GA
08/2021 → 10/2024

Truist Investment Services, Inc

Atlanta, GA
08/2021 → 10/2024

Truist Advisory

Atlanta, GA
10/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Augusta, GA
01/2025 → Present

Bank Of America, N.A.

Augusta, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-25

Other Firms