Lockett Robey Crowe

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 09/2019
  Summit Brokerage Services
  Boca Raton, FL
• 04/2013 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 06/2016 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Vena, Llc
  Sheridan, WY
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-04-16 → 2021-05-20
  Summit Financial Group Inc
  Boca Raton, FL
• 2008-04-10 → 2013-04-03
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
  Birmingham, AL
• 2002-05-31 → 2002-10-22
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
• 1999-12-07 → 2002-05-31
  A. G. Edwards & Sons, Inc.
  Birmingham, AL

Other Businesses

(1) NAME OF OTHER BUSINESS: RIVERRUN ROAD LLC INVESTMENT RELATED: NO ; ADDRESS: 1317 EDGEWATER DRIVE, SUITE 1375, ORLANDO, FL 32804 ; NATURE OF BUSINESS: INVESTMENT PROPERTY ; START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: ACQUISITION MANAGER ; APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PERFORM RESEARCH AND DUE DILIGENCE ON POTENTIAL INVESTMENT PROPERTIES ; (2) NAME OF OTHER BUSINESS: VENA, LLC, INVESTMENT RELATED: NO, ADDRESS: 30 N GOULD ST, STE R, SHERIDAN, WY, 82801, NATURE OF BUSINESS: HOLDING COMPANY FOR REAL ESTATE AND RELATED INVESTMENT OPPORTUNITIES, START DATE:03/2023, POSITION/TITLE/RELATIONSHIP: PARTNER WITH SPOUSE, APX NUMBER OF HOURS PER WEEK: 1, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGERIAL DUTIES AND DUE DILIGENCE;

Exams

• S66 Uniform Combined State Law Examination
  2008-04-09
• S63 Uniform Securities Agent State Law Examination
  1999-01-30

Other Names

• Rob Crowe
• Lockett Rob Crowe
• Lockett Robey Crowe