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Natalie Monique Soto

Wells Fargo Clearing Services, LLC

The Colony, TX

Fort Worth, TX

CRD 6706860

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-26
  • TX RA
    APPROVED
    Since 2025-11-26

Branch Locations

4703 Highway 121, The Colony, TX 75056 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Arlington TX 09/2016 03/2023
Jp Morgan Chase Bank Arlington TX 09/2016 03/2023
Wells Fargo Clearing Services, Llc Coppell TX 03/2023 08/2023
Wells Fargo Bank, Na Coppell TX 03/2023 08/2023
Wells Fargo Clearing Services, Llc Coppell TX 10/2023 Present
Wells Fargo Bank, Na Coppell TX 03/2023 Present
  • 09/2016 → 03/2023
    Jp Morgan Securities Llc
    Arlington, TX
  • 09/2016 → 03/2023
    Jp Morgan Chase Bank
    Arlington, TX
  • 03/2023 → 08/2023
    Wells Fargo Clearing Services, Llc
    Coppell, TX
  • 03/2023 → 08/2023
    Wells Fargo Bank, Na
    Coppell, TX
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Coppell, TX
  • 03/2023 → Present
    Wells Fargo Bank, Na
    Coppell, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-26
S63 Uniform Securities Agent State Law Examination 2017-01-31
  • S65 Uniform Investment Adviser Law Examination
    2025-11-26
  • S63 Uniform Securities Agent State Law Examination
    2017-01-31
Other Names
  • Natalie Monique Marroquin
  • Natalie Monique Soto
  • Natalie Soto

View on SEC IAPD

Nearby Firms

CST FINANCIAL ADVISORY LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC

Nearby Investors

COSTA TZOTZIS
Kyle Simmons
NICHOLAS REY CARNERO

Nearby Offices

CST FINANCIAL ADVISORY LLC · The Colony, TX
J.P. MORGAN SECURITIES LLC · THE COLONY, TX
LPL FINANCIAL LLC · FRISCO, TX

More in The Colony, TX

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