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Costa Tzotzis

Cst Financial Advisory LLC

The Colony, TX

Frisco, TX

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Current Employers
Cst Financial Advisory Llc

Frisco, TX • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-22
NY RA APPROVED 2025-07-18
CA RA APPROVED 2023-06-01
TX RA APPROVED 2022-12-21
  • IL RA
    APPROVED
    Since 2026-06-22
  • NY RA
    APPROVED
    Since 2025-07-18
  • CA RA
    APPROVED
    Since 2023-06-01
  • TX RA
    APPROVED
    Since 2022-12-21

Branch Locations

5752 Grandscape Blvd Suite 225, The Colony, TX 75056 • United States

Frisco, TX • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cape Securities, Inc. Mcdonough GA 02/2011 09/2025
Cst Financial Advisory Llc Frisco TX 11/2022 Present
Cape Investment Advisory, Inc. Frisco TX 04/2015 02/2023
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-08
S63 Uniform Securities Agent State Law Examination 1999-02-05
  • S66 Uniform Combined State Law Examination
    2012-11-08
  • S63 Uniform Securities Agent State Law Examination
    1999-02-05
Other Names
  • Steve Tzotzis
  • Costa S Tzotzis

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · THE COLONY, TX
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WELLS FARGO CLEARING SERVICES, LLC · THE COLONY, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Colony, TX
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