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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-01-03
  • WA RA
    APPROVED
    Since 2023-01-03

Branch Locations

10010 Shoultes Rd, Marysville, WA 98270 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

1226 State Avenue, Marysville, WA 98270 • United States

1219 13Th St, Snohomish, WA 98290 • United States

309 91St Ave Ne, Lake Stevens, WA 98258 • United States

6400 196Th St Sw, Lynnwood, WA 98036 • United States

7502 Evergreen Way, Everett, WA 98203 • United States

2801 Westmore Ave, Everett, WA 98201 • United States

19501 State Route 2, Monroe, WA 98272 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seattle WA 01/2023 Present
J.P. Morgan Securities Llc Snohomish WA 10/2012 01/2023
Previous Registrations
  • 2012-10-01 → 2023-01-04
    Monroe, WA
    Snohomish, WA
    Snohomish, WA
    Everett, WA
    Lake Stevens, WA
    Everett, WA
    Everett, WA
    Everett, WA
    Everett, WA
    Everett, WA
    Everett, WA
    Snohomish, WA
    Everett, WA
    Everett, WA
    Everett, WA
    Everett, WA
  • 2010-08-12 → 2012-10-01
    Chase Investment Services Corp.
    Snohomish, WA
    Monroe, WA
    Lake Stevens, WA
  • 2010-03-31 → 2010-08-09
    Msi Financial Services, Inc.
    Bellevue, WA
  • 2006-02-02 → 2009-10-07
    Mount Vernon, WA
    Mount Vernon, WA
    Anacortes, WA
    Sedro Woolley, WA
    Everett, WA
    Langley, WA
    Freeland, WA
    Everett, WA
    Lynnwood, WA
    Mukilteo, WA
    Everett, WA
    Arlington, WA
    Monroe, WA
    Mount Vernon, WA
    Everett, WA
    Marysville, WA
    Oak Harbor, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-29
  • S66 Uniform Combined State Law Examination
    1999-06-29
Other Names
  • Marvel Louis Rotness

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